Lo, Chih-peng 羅志鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Advising on securities | 2011-01-19 | 2011-04-07 | Rep | Dealing in securities | 2011-01-19 | 2011-04-07 | RO | Advising on securities | 2011-04-07 | 2015-03-01 | RO | Dealing in securities | 2011-04-07 | 2015-03-01 |
2 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-01-19 | 2011-04-07 | RO | Dealing in securities | 2011-04-07 | 2015-03-01 |
3 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2008-07-24 | 2009-02-12 | Rep | Dealing in securities | 2008-07-24 | 2009-02-12 | RO | Advising on securities | 2009-02-12 | 2010-02-09 | RO | Dealing in securities | 2009-02-12 | 2010-02-09 | Rep | Advising on securities | 2010-02-09 | 2010-04-01 | Rep | Dealing in securities | 2010-02-09 | 2010-04-01 | Rep | Advising on securities | 2010-06-10 | 2010-11-03 | Rep | Dealing in securities | 2010-06-10 | 2010-11-03 |
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