Kwan, Ka Hung (SFC:AOS250) 關家雄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2008-03-07 | 2008-08-22 |
2 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-20 | 2020-03-09 | RO | Advising on futures contracts | 2020-03-09 | RO | Dealing in futures contracts | 2020-03-09 |
3 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-20 | |
4 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-04-24 | 2012-03-30 | Rep | Dealing in securities | 2009-04-24 | 2012-03-30 |
5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-24 | 2012-03-30 |
6 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2007-03-21 | 2008-02-20 |
7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-21 | 2008-02-20 |
8 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2012-04-16 | 2015-08-11 |
9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-16 | 2015-08-11 |
10 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-08-27 | 2016-04-30 |
11 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-27 | 2016-04-30 |
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