Macalpin, Kenneth Allan Connolly
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Core Capital Securities Limited | Rep | Dealing in securities | 2018-12-14 | 2020-02-05 | Rep | Dealing in securities | 2022-01-06 | 2022-02-10 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-01 | 2009-09-01 |
| 3 | HSBC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-11-15 | 2005-07-19 |
| 4 | JT CAPITAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-12-14 | 2020-02-05 |
| 5 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-30 | Rep | Advising on securities | 2003-04-30 | Rep | Asset management | 2003-04-30 | Rep | Dealing in securities | 2003-04-30 |
| 6 | MCM Asia Limited | Rep | Dealing in securities | 2017-09-13 | 2018-11-01 |
| 7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-04 | 2015-09-10 |
| 8 | NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-08-14 | 2004-11-01 |
| 9 | Quam Securities Limited | Rep | Dealing in securities | 2016-05-04 | 2017-08-03 |
| 10 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-03-28 | 2023-03-20 |
| 11 | ZUNDIAO SECURITIES LIMITED | Rep | Dealing in securities | 2020-05-12 | 2021-12-19 |
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