Zhou, Yijie (SFC:AXN139) 周漪婕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2016-01-08 | 2018-07-18 | Rep | Asset management | 2016-01-08 | 2018-07-18 | Rep | Dealing in securities | 2016-01-08 | 2018-07-18 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-10-11 | Rep | Asset management | 2023-10-11 | Rep | Dealing in securities | 2023-10-11 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-10-11 | |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2011-07-04 | 2015-09-25 | Rep | Dealing in securities | 2011-07-04 | 2015-09-25 |
| 5 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2020-09-16 | 2023-08-18 | Rep | Dealing in securities | 2020-09-16 | 2023-08-18 | Rep | Asset management | 2020-10-16 | 2023-08-18 |
| 6 | Robeco Hong Kong Limited | Rep | Advising on securities | 2018-10-22 | 2020-03-27 | Rep | Dealing in securities | 2018-10-22 | 2020-03-27 |
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