Darling, Christopher Edwin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2005-04-29 | 2006-03-31 | Rep | Dealing in securities | 2005-04-29 | 2006-03-31 |
2 | LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-11 | 2012-10-31 | Rep | Dealing in securities | 2006-05-11 | 2012-10-31 | Rep | Asset management | 2006-06-28 | 2012-10-31 |
3 | Polen Capital HK Limited | Rep | Advising on securities | 2012-10-04 | 2013-08-09 | Rep | Asset management | 2012-10-04 | 2013-08-09 | Rep | Dealing in securities | 2012-10-04 | 2013-08-09 | RO | Advising on securities | 2013-08-09 | 2015-10-19 | RO | Asset management | 2013-08-09 | 2015-10-19 | RO | Dealing in securities | 2013-08-09 | 2015-10-19 | Rep | Advising on securities | 2016-09-09 | 2020-10-12 | Rep | Asset management | 2016-09-09 | 2020-10-12 | Rep | Dealing in securities | 2016-09-09 | 2020-10-12 | RO | Dealing in securities | 2020-10-12 | 2021-09-16 | RO | Advising on securities | 2020-10-12 | 2023-01-30 | RO | Asset management | 2020-10-12 | 2023-01-30 |
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