Man, Peter Kum-Chung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2006-04-01 |
| 2 | Instinet Alpha Trading Limited | Rep | Dealing in securities | 2006-07-03 | 2007-03-01 | Rep | Advising on securities | 2006-07-12 | 2007-03-01 | Rep | Automated trading services | 2006-07-12 | 2007-03-01 |
| 3 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2006-07-03 | 2010-08-01 | Rep | Advising on securities | 2006-07-12 | 2010-08-01 | Rep | Automated trading services | 2006-07-12 | 2010-08-01 |
| 4 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-08-17 | 2012-08-01 |
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