De Guzman, Manolo Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Capital Funds (Asia) Limited | RO | Advising on securities | 2009-07-21 | 2010-03-05 | RO | Asset management | 2009-07-21 | 2010-03-05 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2006-07-28 | 2017-03-31 | Rep | Advising on corporate finance | 2006-08-21 | 2017-03-31 |
| 3 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-27 | 2017-03-31 |
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