Rake, Brendan Thomas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2014-03-12 | 2015-07-13 | Rep | Dealing in securities | 2020-09-30 | 2022-04-07 | Rep | Advising on securities | 2022-07-19 | 2022-12-05 | Rep | Dealing in securities | 2022-07-19 | 2022-12-05 | RO | Advising on securities | 2022-12-05 | RO | Dealing in securities | 2022-12-05 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2011-01-31 | 2012-11-30 | Rep | Dealing in securities | 2014-03-12 | 2015-07-13 | Rep | Dealing in securities | 2022-07-19 | 2022-12-05 | RO | Dealing in securities | 2022-12-05 |
| 3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2003-09-10 | 2003-10-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy