Sisterson, John Paul
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Dealing in securities | 2006-10-31 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2010-09-30 | 2012-07-19 |
| 3 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-03 | 2008-12-10 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-11 | 2009-04-30 | Rep | Dealing in futures contracts | 2008-11-03 | 2008-12-10 |
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