Chan, Ronald King To 陳景濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Absolute Investment Management (HK) Limited | Rep | Advising on securities | 2004-04-13 | 2005-10-14 | Rep | Asset management | 2004-04-13 | 2005-10-14 |
2 | BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2003-04-30 | Rep | Asset management | 2003-04-30 | Rep | Dealing in futures contracts | 2003-04-30 |
3 | Manulife Investment Management (Hong Kong) Limited | Rep | Asset management | 2005-11-15 | 2017-12-01 | Rep | Advising on securities | 2005-11-15 | 2018-06-04 | Rep | Advising on futures contracts | 2005-11-17 | 2017-12-01 | Rep | Dealing in securities | 2017-12-01 | 2018-06-04 |
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