Leung, Alexander (SFC:ANH673) 梁皓鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AMBER HILL CAPITAL LIMITED | Rep | Advising on securities | 2019-11-08 | 2020-01-03 | RO | Advising on securities | 2020-01-03 | 2020-07-06 | RO | Asset management | 2020-01-03 | 2020-07-06 |
2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-10-05 | 2017-11-13 | Rep | Advising on futures contracts | 2020-08-12 | 2021-10-14 | Rep | Dealing in futures contracts | 2020-08-12 | 2021-10-14 |
3 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2015-10-05 | 2017-11-13 |
4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-08 | 2017-11-13 | Rep | Advising on securities | 2020-08-12 | 2021-10-14 | Rep | Dealing in securities | 2020-08-12 | 2021-10-14 |
5 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2023-10-12 | Rep | Asset management | 2023-10-12 | Rep | Dealing in securities | 2023-10-12 |
6 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-03-23 | 2012-11-26 |
7 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-12-02 | 2009-02-16 |
8 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2006-06-07 | 2008-10-14 |
9 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2018-11-06 | 2019-01-25 | Rep | Asset management | 2018-11-06 | 2019-01-25 | RO | Advising on securities | 2019-01-25 | 2019-07-23 | RO | Asset management | 2019-01-25 | 2019-07-23 |
10 | PC SECURITIES LIMITED | Rep | Dealing in securities | 2017-12-08 | 2018-10-04 | Rep | Advising on securities | 2018-01-11 | 2018-10-04 | Rep | Asset management | 2018-01-11 | 2018-10-04 |
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