Lam, Wing Kit (SFC:AAW059) 林榮傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2012-02-24 | Rep | Advising on securities | 2011-11-25 | 2012-02-24 |
2 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2005-03-23 | Rep | Dealing in futures contracts | 2010-10-06 | 2012-02-24 |
3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-01-25 | Rep | Dealing in futures contracts | 2010-10-06 |
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