Ng, Wing Yi (SFC:AOR975) 吳詠怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-03-14 | 2010-10-21 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-14 | 2010-10-21 | Rep | Dealing in futures contracts | 2009-11-12 | 2010-10-21 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-10-28 | 2013-09-13 | Rep | Advising on securities | 2011-12-07 | 2013-09-13 |
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