Yip, Jonathan Kar Kay 葉嘉祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-07-15 | 2011-07-18 | Rep | Dealing in securities | 2004-07-15 | 2011-07-18 | Rep | Advising on securities | 2005-03-02 | 2011-07-18 |
2 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2023-11-01 | |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2011-09-01 | 2013-08-08 | Rep | Dealing in securities | 2011-09-01 | 2013-08-08 | Rep | Advising on corporate finance | 2011-09-01 | 2015-04-30 | RO | Advising on securities | 2013-08-08 | 2015-04-30 | RO | Dealing in securities | 2013-08-08 | 2015-04-30 |
4 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2011-09-01 | 2013-08-08 | Rep | Dealing in securities | 2011-09-01 | 2013-08-08 | Rep | Advising on corporate finance | 2011-09-01 | 2015-04-30 | RO | Advising on securities | 2013-08-08 | 2015-04-30 | RO | Dealing in securities | 2013-08-08 | 2015-04-30 |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-08-03 | 2022-10-06 | Rep | Advising on securities | 2015-08-03 | 2022-10-06 | Rep | Dealing in securities | 2015-08-03 | 2022-10-06 |
6 | Zerobridge Partners Advisory Limited | Rep | Advising on securities | 2023-05-03 | 2023-09-15 | Rep | Dealing in securities | 2023-05-03 | 2023-09-15 |
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