Streeter, Charles Henry Roger
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2012-08-21 | 2015-06-13 | Rep | Dealing in securities | 2012-08-21 | 2015-06-13 |
| 2 | ICAP Equities Asia Limited | Rep | Dealing in securities | 2009-03-12 | 2009-08-12 |
| 3 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2008-12-12 | 2009-03-09 | Rep | Dealing in securities | 2008-12-12 | 2009-03-09 |
| 4 | MIRABAUD (ASIA) LIMITED | Rep | Dealing in securities | 2009-09-15 | 2012-07-31 | Rep | Advising on securities | 2009-09-29 | 2012-07-31 |
| 5 | Religare Capital Markets (Hong Kong) Limited | Rep | Advising on securities | 2015-07-07 | 2015-10-13 | Rep | Dealing in securities | 2015-07-07 | 2015-10-13 | RO | Advising on securities | 2015-10-13 | 2016-07-31 | RO | Dealing in securities | 2015-10-13 | 2016-07-31 |
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