Chan, Andrew Shingfun 陳盛勳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2009-08-24 | 2011-06-27 |
| 2 | DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-15 | 2011-06-27 |
| 3 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2017-09-18 | 2020-09-25 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2005-06-13 | 2005-11-12 |
| 5 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2011-07-25 | 2016-10-28 |
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