Lau, Hon Wei 劉豐輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2024-07-09 | 2024-10-21 | Rep | Dealing in futures contracts | 2024-07-09 | 2024-10-21 | Rep | Dealing in securities | 2024-07-09 | 2024-10-21 | RO | Advising on securities | 2024-10-21 | RO | Dealing in futures contracts | 2024-10-21 | RO | Dealing in securities | 2024-10-21 |
| 2 | CEB International Capital Corporation Limited | Rep | Advising on securities | 2018-10-22 | 2018-12-07 | Rep | Dealing in securities | 2018-10-22 | 2018-12-07 | RO | Advising on securities | 2018-12-07 | 2024-07-02 | RO | Dealing in securities | 2018-12-07 | 2024-07-02 | RO | Advising on corporate finance | 2024-05-24 | 2024-07-02 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-14 | 2008-12-15 | Rep | Dealing in securities | 2006-08-14 | 2008-12-15 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2005-02-24 | 2006-06-29 | Rep | Dealing in securities | 2006-06-13 | 2006-06-29 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-05-27 | 2014-05-26 | Rep | Automated trading services | 2010-01-15 | 2013-07-24 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2009-06-08 | 2010-12-06 | Rep | Automated trading services | 2010-01-15 | 2010-12-06 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-01-15 | 2014-05-26 | Rep | Dealing in futures contracts | 2010-12-06 | 2014-05-26 | Rep | Automated trading services | 2013-07-24 | 2014-05-26 |
| 8 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-10-19 | Rep | Advising on futures contracts | 2004-10-19 | Rep | Advising on securities | 2004-10-19 | Rep | Asset management | 2004-10-19 | Rep | Dealing in futures contracts | 2004-10-19 |
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