Yam, Tsz Man 任子文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Astrum Capital Management Limited (HK) | Rep | Asset management | 2014-01-22 | 2017-02-13 | Rep | Dealing in securities | 2014-01-22 | 2017-02-13 |
| 2 | Blossomhill Investment Limited | Rep | Asset management | 2011-04-29 | 2013-01-16 |
| 3 | Capital Management Limited (HK) | Rep | Asset management | 2023-01-04 | 2023-01-20 | RO | Asset management | 2023-01-20 | 2024-03-17 |
| 4 | China Integrity Investment Limited | Rep | Advising on securities | 2013-02-18 | 2013-10-01 | Rep | Asset management | 2013-02-18 | 2013-10-01 | Rep | Dealing in securities | 2013-02-18 | 2013-10-01 |
| 5 | DAKIN ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-02-14 | 2017-11-10 |
| 6 | DAKIN SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-14 | 2017-11-10 |
| 7 | Granville Financial Services Company Limited | RO | Asset management | 2017-11-21 | 2021-05-31 | Rep | Dealing in securities | 2018-09-12 | 2021-05-31 |
| 8 | MTI Management (HK) Limited | RO | Advising on securities | 2021-06-15 | 2022-10-15 | RO | Asset management | 2021-06-15 | 2022-10-15 |
| 9 | ORIENTAL PATRON ASIA LIMITED | Rep | Advising on corporate finance | 2003-07-24 | Rep | Advising on securities | 2003-07-24 | Rep | Asset management | 2003-07-24 |
| 10 | Shanghai Securities (Hong Kong) Limited | RO | Asset management | 2024-06-11 |
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