Burr, Alan John Phillip
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | NATIXIS ASIA LIMITED | RO | Dealing in futures contracts | 2008-08-14 | 2012-08-31 |
2 | NATIXIS COMMODITY MARKETS (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-03-23 | 2006-09-12 | RO | Dealing in futures contracts | 2006-09-12 | 2008-09-30 |
3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2012-09-11 | 2013-08-02 | RO | Dealing in futures contracts | 2013-08-02 | 2014-12-18 |
4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-09-11 | 2013-08-02 | RO | Dealing in futures contracts | 2013-08-02 | 2014-12-18 |
5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-12-19 | 2015-02-05 | RO | Dealing in futures contracts | 2015-02-05 | 2018-04-30 | Rep | Automated trading services | 2016-06-01 | 2018-04-30 |
6 | Sucden Financial (HK) Limited | Rep | Dealing in futures contracts | 2020-06-19 |
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