Chan, Daryl Kwok Tat 陳國達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-05 | 2006-03-23 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2003-08-05 | 2006-03-23 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-03-23 |
| 3 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2018-09-28 | 2019-01-11 | RO | Dealing in securities | 2019-01-11 | 2023-11-30 |
| 4 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2018-09-28 | 2019-01-11 | RO | Dealing in securities | 2019-01-11 | 2023-11-30 |
| 5 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-09-28 | 2019-01-11 | Rep | Dealing in securities | 2018-09-28 | 2019-01-11 | RO | Dealing in futures contracts | 2019-01-11 | 2023-11-30 | RO | Dealing in securities | 2019-01-11 | 2023-11-30 |
| 6 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-10-31 | 2008-03-31 |
| 7 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-10-31 | 2008-03-31 |
| 8 | NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-09-12 | 2016-05-09 | Rep | Dealing in securities | 2008-09-12 | 2016-05-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy