Fok, Siu Pong (SFC:AME216) 霍少邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2005-08-31 | 2007-06-23 |
| 2 | BANDS Financial Limited | Rep | Dealing in futures contracts | 2015-10-23 | 2018-05-21 |
| 3 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2007-11-12 | 2008-02-22 |
| 4 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2007-11-12 | 2008-02-22 |
| 5 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-08-11 | 2010-02-04 |
| 6 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2018-06-12 | 2019-07-08 | Rep | Advising on futures contracts | 2018-06-21 | 2021-01-31 | RO | Dealing in futures contracts | 2019-07-08 | 2021-01-31 |
| 7 | Da Yue Futures Co., Limited | RO | Advising on futures contracts | 2024-03-01 | 2024-03-25 | RO | Dealing in futures contracts | 2024-03-01 | 2024-03-25 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-08-11 | 2010-02-04 |
| 9 | HONG KONG ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2021-12-28 | 2022-12-31 | RO | Dealing in futures contracts | 2021-12-28 | 2022-12-31 |
| 10 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-08-13 | 2012-11-30 |
| 11 | Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2012-10-10 | 2015-05-15 |
| 12 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2010-05-10 | 2012-07-11 |
| 13 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-07-04 | 2007-11-01 |
| 14 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-07-17 | 2007-11-01 |
| 15 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-05-10 | 2012-07-11 | Rep | Dealing in securities | 2010-05-10 | 2012-07-11 |
| 16 | SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-02-17 | 2010-05-03 |
| 17 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-02-17 | 2010-05-03 |
| 18 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-24 | 2005-07-29 |
| 19 | XHK Limited | Rep | Dealing in futures contracts | 2024-04-29 | 2024-06-25 | RO | Dealing in futures contracts | 2024-06-25 |
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