Yu, Nga Shan 俞雅珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-08-07 | 2008-02-01 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-08-07 | 2008-02-01 |
| 3 | GAINWELL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-08-01 | 2011-08-16 |
| 4 | Haitong Futures Hong Kong Limited | Rep | Dealing in futures contracts | 2017-06-22 | 2017-09-29 | Rep | Advising on futures contracts | 2017-08-09 | 2017-09-29 |
| 5 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-11-05 | 2012-11-30 |
| 6 | Jefferies Hong Kong Limited | Rep | Dealing in futures contracts | 2012-11-05 | 2014-03-07 |
| 7 | Marex HK Asia Limited | Rep | Dealing in futures contracts | 2014-06-04 | 2014-10-31 |
| 8 | Mason Futures Limited (HK) | Rep | Dealing in futures contracts | 2016-02-22 | 2016-08-26 |
| 9 | Mason Securities Limited | Rep | Dealing in securities | 2016-02-22 | 2016-08-26 |
| 10 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2011-08-18 | 2012-09-29 |
| 11 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-08-18 | 2012-09-29 |
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