Ranjan, Rajeev (SFC:AKU344)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-06-15 | 2006-06-20 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-06-15 | 2006-06-20 |
3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-09 | 2008-09-29 | Rep | Dealing in securities | 2007-07-09 | 2008-09-29 |
4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-07-20 | 2007-06-07 | Rep | Dealing in securities | 2006-07-20 | 2007-06-07 |
5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-07-20 | 2007-06-07 | Rep | Dealing in futures contracts | 2006-07-20 | 2007-06-07 |
6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2006-07-20 | 2007-06-07 |
7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2011-11-12 | Rep | Dealing in securities | 2008-10-10 | 2011-11-12 |
8 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-06-20 | 2014-02-28 | Rep | Advising on futures contracts | 2013-02-05 | 2014-02-28 | Rep | Dealing in futures contracts | 2013-02-05 | 2014-02-28 | Rep | Advising on securities | 2014-02-07 | 2014-02-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy