Scully, James Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2012-03-20 | 2018-05-18 | Rep | Dealing in securities | 2021-12-15 | 2023-03-17 | Rep | Dealing in futures contracts | 2021-12-29 | 2023-03-17 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2018-09-04 | 2021-09-14 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-21 | 2011-12-17 |
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