Siew, Chen Yei 蕭勁毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canaccord Genuity (Hong Kong) Limited | Rep | Advising on securities | 2013-05-15 | 2015-10-31 | Rep | Dealing in securities | 2013-05-15 | 2015-10-31 | Rep | Advising on corporate finance | 2014-04-30 | 2015-10-31 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2010-01-05 | 2012-09-21 | Rep | Advising on securities | 2010-01-05 | 2012-09-21 | Rep | Dealing in securities | 2010-01-05 | 2012-09-21 |
| 3 | ZACD Financial Group Limited | RO | Advising on corporate finance | 2016-12-02 | 2022-04-29 | RO | Advising on securities | 2016-12-02 | 2022-04-29 | RO | Dealing in securities | 2016-12-02 | 2022-04-29 |
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