Lam, Chi Fu 林志富
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARISTO SECURITIES LIMITED | RO | Dealing in securities | 2014-08-06 | 2016-12-15 |
| 2 | CATHAYSIA SECURITIES LIMITED | RO | Dealing in securities | 2017-02-14 | 2018-12-31 |
| 3 | Long Asia Asset Management (HK) Limited | Rep | Advising on securities | 2017-06-06 | 2018-12-31 | Rep | Asset management | 2017-06-06 | 2018-12-31 |
| 4 | M&F Asset Management Limited | Rep | Dealing in securities | 2013-08-28 | 2013-10-15 |
| 5 | METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-08-28 | 2013-10-15 |
| 6 | Monmonkey Group Securities Limited | Rep | Advising on securities | 2019-03-18 | 2019-05-24 | Rep | Dealing in securities | 2019-03-18 | 2019-05-24 | RO | Advising on securities | 2019-05-24 | RO | Dealing in securities | 2019-05-24 |
| 7 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-06-11 | 2013-07-01 |
| 8 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2007-06-11 | 2013-07-01 | Rep | Dealing in securities | 2007-06-11 | 2013-07-01 |
| 9 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-04 | 2007-05-31 |
| 10 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2006-04-10 | 2007-05-31 |
| 11 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-21 | 2007-05-31 |
| 12 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2005-07-21 |
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