Yau, Carmen Ka Mun 邱嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-01-06 | 2020-06-05 |
| 2 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-02-06 | |
| 3 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-02-06 | Rep | Asset management | 2015-05-13 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-01-31 | 2012-01-13 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-09-10 | 2012-01-13 |
| 6 | RPS INVESTMENT LIMITED | Rep | Dealing in securities | 2007-09-03 | 2010-09-04 |
| 7 | Wellington Management Hong Kong Limited (b2003-01-02) | Rep | Advising on securities | 2004-08-19 | 2007-07-06 |
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