Wu, Lawrence Wai Kong 胡偉剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHAOSHANG ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-04-03 | 2020-08-31 | RO | Asset management | 2017-04-03 | 2020-08-31 |
| 2 | FORTUNE HILL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-11-07 | 2017-03-31 | RO | Asset management | 2011-11-07 | 2017-03-31 |
| 3 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in securities | 2021-04-20 | RO | Advising on securities | 2022-03-08 | RO | Asset management | 2022-03-08 |
| 4 | RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2008-05-08 | 2011-09-12 | RO | Asset management | 2008-05-08 | 2011-09-12 | RO | Dealing in securities | 2011-03-03 | 2011-09-12 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-01-10 | 2011-01-13 | Rep | Dealing in securities | 2008-02-04 | 2011-01-13 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-04-24 | 2005-07-08 |
| 7 | VC ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2005-07-25 | 2007-12-01 | RO | Asset management | 2005-07-25 | 2007-12-01 |
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