Li, Kwok Suen 李國璇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2004-12-13 | 2016-09-26 | Rep | Asset management | 2004-12-30 | 2021-08-12 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-30 | 2021-08-12 | Rep | Advising on securities | 2016-10-25 | 2021-08-12 |
| 3 | SSC MANDARIN FINANCIAL SERVICES LIMITED | Rep | Advising on securities | 2003-07-03 | RO | Advising on securities | 2003-07-03 | 2004-12-10 | RO | Advising on corporate finance | 2004-02-05 | 2004-12-10 |
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