Chen, William Wai Hung 陳偉鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-02-07 | 2009-12-13 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-02-07 | 2009-12-13 | Rep | Leveraged foreign exchange trading | 2005-07-27 | 2009-12-13 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-12-17 | Rep | Leveraged foreign exchange trading | 2009-12-17 | 2010-06-30 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-17 |
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