Lee, Kwong Wai (SFC:AXI348) 李剛瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-10-18 | 2015-08-21 | Rep | Dealing in futures contracts | 2017-04-13 | 2017-05-31 |
2 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-10-18 | 2015-08-21 | Rep | Dealing in securities | 2017-04-13 | 2017-05-31 |
3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-09-08 | 2017-03-24 |
4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-09-08 | 2017-03-24 |
5 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-07-12 | 2020-02-28 |
6 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-09-09 | 2016-05-01 |
7 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-09-09 | 2016-05-01 |
8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-05-26 | 2013-06-28 |
9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-26 | 2013-06-28 | Rep | Advising on securities | 2011-09-27 | 2013-06-28 |
10 | Seazen Resources Asset Management Limited | Rep | Asset management | 2016-05-13 | 2016-08-26 |
11 | Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2016-05-13 | 2016-08-26 |
12 | Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-05-13 | 2016-08-26 |
13 | Sino-Rich Securities & Futures Limited | Rep | Advising on securities | 2013-07-17 | 2013-10-05 | Rep | Dealing in futures contracts | 2013-07-17 | 2013-10-05 | Rep | Dealing in securities | 2013-07-17 | 2013-10-05 |
14 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-07-12 | 2021-04-26 | RO | Dealing in futures contracts | 2021-04-26 | 2021-06-18 |
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