Ng, Tsan Yin 吳燦然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-21 | 2019-06-30 |
2 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-21 | 2019-06-30 |
3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-12-30 | 2017-07-22 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-12-30 | 2017-07-22 |
5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2019-07-22 | 2023-09-30 | Rep | Dealing in securities | 2019-07-22 | 2023-09-30 |
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