Wong, Koon Ki 黃冠麒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2005-08-02 | 2007-06-12 |
| 2 | Delphinium Capital Partners Limited | Rep | Advising on securities | 2024-04-19 | 2024-05-16 | Rep | Asset management | 2024-04-19 | 2024-05-16 | RO | Advising on securities | 2024-05-16 | RO | Asset management | 2024-05-16 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2019-08-21 | 2019-10-16 | Rep | Asset management | 2019-08-21 | 2019-10-16 | Rep | Dealing in securities | 2019-08-21 | 2019-10-16 |
| 4 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2016-04-01 | 2019-08-15 | Rep | Asset management | 2016-04-01 | 2019-08-15 | Rep | Dealing in securities | 2016-04-01 | 2019-08-15 |
| 5 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2012-07-31 | 2016-03-16 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2016-03-16 | Rep | Advising on futures contracts | 2009-11-16 | 2016-03-16 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-07-09 | 2016-03-16 | Rep | Dealing in securities | 2007-08-17 | 2016-03-16 |
| 8 | Tianlong Securities Co., Limited | Rep | Advising on securities | 2021-08-20 | 2023-03-17 | Rep | Asset management | 2021-08-20 | 2023-03-17 | RO | Advising on securities | 2023-03-17 | 2023-11-30 | RO | Asset management | 2023-03-17 | 2023-11-30 |
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