Wong, Steven Shing Ho 黃盛豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FTAG Financial Limited | RO | Asset management | 2019-03-06 | 2021-01-31 |
| 2 | NJ Financial Limited | RO | Asset management | 2023-12-19 | |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-06-14 | 2013-01-22 | Rep | Advising on futures contracts | 2011-12-02 | 2013-01-22 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-05-03 | 2013-01-22 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-03-05 | 2016-05-24 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-03-05 | 2016-05-24 |
| 7 | SCK Securities Limited | RO | Advising on securities | 2018-04-11 | 2021-03-01 | RO | Dealing in securities | 2018-04-11 | 2021-03-01 |
| 8 | Sinostar Asset Management Limited | Rep | Asset management | 2017-03-21 | 2017-05-31 |
| 9 | Sinostar Securities Limited | Rep | Dealing in securities | 2016-11-30 | 2016-12-02 | RO | Dealing in securities | 2016-12-02 | 2017-05-31 |
| 10 | Zhong Yang Securities Limited | Rep | Dealing in securities | 2016-06-13 | 2016-06-28 | RO | Dealing in securities | 2016-06-28 | 2016-11-27 |
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