Yip, Chi Tsang 葉旨崢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Asset Management Limited (HK) | Rep | Asset management | 2024-01-30 | 2024-10-22 |
| 2 | Avenue Family Office Limited | Rep | Asset management | 2024-01-04 | 2024-10-22 | Rep | Dealing in securities | 2024-01-04 | 2024-10-22 |
| 3 | AVENUE INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2024-01-04 | 2024-10-22 | Rep | Dealing in securities | 2024-01-04 | 2024-10-22 |
| 4 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-05-27 | 2021-07-16 | Rep | Advising on securities | 2018-01-02 | 2021-07-16 |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2013-03-27 | 2017-12-12 | Rep | Advising on securities | 2015-11-05 | 2017-12-12 |
| 6 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-03-27 | 2017-12-12 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-08-11 | 2013-03-18 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2011-08-11 | 2013-03-18 | Rep | Dealing in securities | 2011-08-11 | 2013-03-18 |
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