Wen, Kuo-Hui 溫國輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Rich Union Securities (H.K.) Limited | Rep | Advising on securities | 2007-08-22 | 2009-12-23 | Rep | Dealing in securities | 2007-08-22 | 2009-12-23 | Rep | Dealing in securities | 2012-06-13 | 2013-05-31 |
2 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2011-01-11 | 2012-02-01 |
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