Chan, Wai Hong (SFC:AAK835) 陳惠康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-11-05 | 2009-11-19 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-22 | Rep | Advising on securities | 2005-03-22 | Rep | Asset management | 2005-03-22 | Rep | Dealing in securities | 2009-10-17 |
3 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2010-01-21 | 2020-04-17 |
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