Wong, Horace Hoi Hung 黃海洪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AuVantage Consultancy Limited | RO | Dealing in securities | 2016-11-02 | 2018-06-18 |
| 2 | Chinagri Cheung Kong Company Limited | RO | Advising on securities | 2024-11-27 | RO | Asset management | 2024-11-27 |
| 3 | Guolian Securities International Asset Management Co., Limited | Rep | Asset management | 2022-04-26 | 2023-05-31 |
| 4 | Guolian Securities International Capital Co., Limited | Rep | Dealing in securities | 2022-04-26 | 2022-05-24 | RO | Dealing in securities | 2022-05-24 | 2023-05-31 | RO | Advising on securities | 2022-10-10 | 2023-05-31 |
| 5 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2005-04-26 | 2016-10-28 |
| 6 | SDIC Securities International Financial Holdings Limited | Rep | Advising on corporate finance | 2005-02-23 | Rep | Advising on securities | 2005-02-23 | Rep | Asset management | 2005-02-23 | Rep | Dealing in securities | 2005-04-22 |
| 7 | Tiger Faith Asset Management Limited | Rep | Asset management | 2019-04-17 | 2022-02-28 |
| 8 | Tiger Faith Securities Limited | RO | Dealing in securities | 2018-06-20 | 2022-02-28 |
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