Hui, Yik 許奕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2003-07-16 | Rep | Asset management | 2003-07-16 | Rep | Automated trading services | 2003-07-16 | Rep | Dealing in futures contracts | 2003-07-16 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2003-07-16 | Rep | Advising on securities | 2003-07-16 | Rep | Asset management | 2003-07-16 | Rep | Automated trading services | 2003-07-16 | Rep | Dealing in securities | 2003-07-16 |
3 | CHINA SKY SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-12 | 2021-05-14 |
4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-04-23 | 2015-10-24 |
5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-04-23 | 2015-10-24 |
6 | CNI Securities Group Limited | Rep | Dealing in securities | 2022-12-20 | |
7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-05-28 | 2019-06-06 |
8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-05-28 | 2019-06-06 |
9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-11-03 | 2011-02-12 |
10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-11-03 | 2011-02-12 |
11 | Quam Securities Limited | Rep | Dealing in futures contracts | 2011-02-21 | 2013-01-01 | Rep | Dealing in securities | 2011-02-21 | 2013-01-01 |
12 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-11-26 | 2016-12-03 |
13 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2015-11-26 | 2016-12-03 |
14 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-12-06 | 2018-02-07 |
15 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2016-12-06 | 2018-02-07 |
16 | Success Futures and Foreign Exchange Limited | Rep | Dealing in futures contracts | 2013-01-14 | 2013-11-21 |
17 | Success Securities Limited | Rep | Dealing in securities | 2013-01-14 | 2013-11-21 |
18 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-07-17 | 2003-08-26 | Rep | Dealing in securities | 2003-07-17 | 2008-10-30 |
19 | VC INTERNATIONAL TRADING LIMITED | Rep | Dealing in futures contracts | 2003-07-17 | 2008-10-30 |
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