Ding, Yuwen (SFC:AQI394) 丁煜雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2008-02-01 | 2009-03-03 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2021-06-07 | Rep | Advising on securities | 2021-06-07 | Rep | Dealing in securities | 2021-06-07 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2021-06-07 | Rep | Dealing in futures contracts | 2021-06-07 | Rep | Dealing in securities | 2021-06-07 |
| 4 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2009-12-07 | 2013-12-31 |
| 5 | SFGHK Limited | Rep | Dealing in securities | 2009-04-30 | 2009-11-27 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-01-03 | 2021-03-05 | Rep | Dealing in securities | 2014-01-03 | 2021-03-05 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2014-01-03 | 2016-12-18 | Rep | Dealing in securities | 2014-01-03 | 2016-12-18 | Rep | Automated trading services | 2016-12-19 | 2021-03-05 | Rep | Dealing in securities | 2016-12-19 | 2021-03-05 |
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