Grieve, Andrew James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-04-27 | |
| 2 | J Capital Research Limited | Rep | Advising on securities | 2012-09-17 | 2013-01-31 |
| 3 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-03-23 | 2018-06-25 | Rep | Advising on securities | 2018-01-30 | 2018-06-25 |
| 4 | Religare Capital Markets (Hong Kong) Limited | Rep | Advising on securities | 2011-06-24 | 2012-07-20 |
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