Mignon, Hartly
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-08-17 | 2022-04-01 | Rep | Dealing in securities | 2015-08-17 | 2022-04-01 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2023-08-11 | |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-01-17 | 2011-04-20 | Rep | Dealing in securities | 2008-01-17 | 2011-04-20 |
| 4 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2011-07-20 | 2012-09-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy