Alford, Terrence Miguel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2016-10-07 | 2018-11-16 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-11-13 | 2015-06-06 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2012-04-10 | 2014-07-15 |
| 4 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Advising on securities | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2010-08-11 |
| 5 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-01-25 | 2012-02-03 |
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