Lo, John Wai Tung 盧衛東
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2005-06-03 | 2005-09-06 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-08-19 | 2006-04-26 | RO | Dealing in securities | 2006-04-26 | 2006-05-26 |
| 3 | CMB International Securities Limited | Rep | Dealing in securities | 2021-02-22 | 2021-08-31 |
| 4 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-06-24 | 2010-06-02 | RO | Dealing in futures contracts | 2010-06-02 | 2010-07-06 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-06 | 2009-06-25 | RO | Dealing in securities | 2009-06-25 | 2010-07-06 |
| 6 | KINGSTON FUTURES LIMITED | Rep | Advising on futures contracts | 2004-08-23 | Rep | Asset management | 2004-08-23 | Rep | Dealing in futures contracts | 2005-05-24 |
| 7 | KINGSTON SECURITIES LIMITED | Rep | Automated trading services | 2003-07-04 | Rep | Advising on corporate finance | 2004-08-23 | Rep | Advising on securities | 2004-08-23 | Rep | Asset management | 2004-08-23 | Rep | Dealing in securities | 2005-05-24 |
| 8 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2021-09-29 | |
| 9 | SBI China Capital Asset Management Limited | Rep | Asset management | 2015-03-30 | 2018-10-12 |
| 10 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2010-08-19 | 2010-09-27 | RO | Dealing in futures contracts | 2010-09-27 | 2013-02-28 |
| 11 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2010-08-19 | 2010-09-27 | RO | Dealing in securities | 2010-09-27 | 2018-10-12 |
| 12 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2010-08-19 | 2010-09-27 | RO | Dealing in securities | 2010-09-27 | 2011-09-30 |
| 13 | South China Investment Management Limited | Rep | Asset management | 2018-11-12 | 2020-08-27 |
| 14 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-11-12 | 2018-12-28 | RO | Dealing in securities | 2018-12-28 | 2020-08-27 |
| 15 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-07-14 | 2009-04-29 |
| 16 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2006-06-02 | 2006-11-14 | RO | Dealing in securities | 2006-11-14 | 2009-04-29 |
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