Jacobelli Yau, Maurien Oi Man 丘愛敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2004-05-19 | 2004-08-19 |
2 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-10 | Rep | Asset management | 2003-12-10 | Rep | Dealing in securities | 2003-12-10 | Rep | Advising on securities | 2004-04-28 |
3 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2004-09-23 | 2020-11-24 |
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