Lam, On Tai (SFC:ANY493) 林安媞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-09-20 | 2007-08-18 |
2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-06-10 | 2012-10-16 |
3 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2009-10-08 | 2010-06-06 |
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