Wo, Ki 鄔奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on corporate finance | 2003-11-26 | Rep | Asset management | 2003-11-26 | Rep | Advising on securities | 2005-07-28 | Rep | Dealing in securities | 2005-07-28 | Rep | Asset management | 2011-05-19 | 2014-06-12 |
| 2 | CES Commodities (HK) Limited | Rep | Advising on futures contracts | 2003-11-26 | Rep | Asset management | 2003-11-26 | Rep | Dealing in futures contracts | 2005-07-28 | RO | Dealing in futures contracts | 2005-07-28 | 2014-06-12 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2011-08-08 | 2014-06-12 |
| 4 | Everbright Securities Digital Finance (HK) Limited | RO | Dealing in securities | 2011-08-08 | 2014-06-12 |
| 5 | Everbright Securities Investment Services (HK) Limited | Rep | Automated trading services | 2003-07-07 | Rep | Advising on corporate finance | 2003-11-26 | Rep | Advising on securities | 2003-11-26 | Rep | Asset management | 2003-11-26 | Rep | Dealing in securities | 2005-07-28 | Rep | Advising on securities | 2005-07-28 | 2010-09-01 | RO | Dealing in securities | 2005-07-28 | 2014-06-12 | RO | Advising on securities | 2010-09-01 | 2014-06-12 |
| 6 | HSBC BROKING FOREX (ASIA) LIMITED | Rep | Leveraged foreign exchange trading | 2014-07-04 | 2014-07-29 | RO | Leveraged foreign exchange trading | 2014-07-29 |
| 7 | HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-07-04 | 2014-07-29 | RO | Dealing in futures contracts | 2014-07-29 |
| 8 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-07-04 | 2014-07-29 | RO | Dealing in securities | 2014-07-29 | Rep | Advising on securities | 2015-04-02 | 2017-11-21 | RO | Advising on securities | 2017-11-21 |
| 9 | HSBC BROKING SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-07-04 | 2014-07-29 | RO | Dealing in securities | 2014-07-29 | 2017-07-16 | RO | Dealing in securities | 2021-04-12 |
| 10 | SUN TAI CHEUNG CREDITS LIMITED | RO | Securities margin financing | 2004-10-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy