Lim, Tak Hung 林德鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-10-19 | 2015-12-18 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-19 | 2015-12-18 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-03-31 | 2015-09-16 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-03-31 | 2015-09-16 |
| 5 | KCG SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2016-07-08 | 2016-09-06 |
| 6 | Oshidori Securities Limited | Rep | Advising on securities | 2017-01-26 | 2023-06-12 | RO | Dealing in securities | 2017-01-26 | 2023-09-15 | RO | Dealing in futures contracts | 2019-05-07 | 2023-09-15 | RO | Asset management | 2021-03-15 | 2023-09-15 | RO | Advising on securities | 2023-06-12 | 2023-09-15 |
| 7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-11 | 2013-08-05 |
| 8 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-11 | 2013-08-05 |
| 9 | TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-08-19 | 2015-02-09 | Rep | Dealing in securities | 2013-08-19 | 2015-02-09 |
| 10 | VANTAGE ASSET MANAGEMENT LIMITED (HK) | Rep | Asset management | 2024-01-12 | 2024-03-13 | RO | Asset management | 2024-03-13 |
| 11 | WIN WIND FINANCE LIMITED | RO | Securities margin financing | 2022-04-14 | 2023-09-18 |
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