Lui, Shiu Hong 雷兆康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-07-10 | 2018-07-07 | Rep | Dealing in securities | 2017-07-17 | 2018-07-07 |
2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-07-10 | 2018-07-07 |
3 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-03-19 | 2015-06-30 |
4 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-19 | 2015-06-30 |
5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-05-28 | 2009-07-11 |
6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-04-29 | 2009-07-11 |
7 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-07-29 | 2012-02-27 |
8 | South China Forex Limited | Rep | Leveraged foreign exchange trading | 2010-06-21 | 2012-02-27 |
9 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-11-09 | 2012-02-27 |
10 | Tiger Brokers (HK) Global Limited | RO | Dealing in futures contracts | 2018-07-11 | RO | Dealing in securities | 2018-07-11 | RO | Advising on futures contracts | 2022-08-24 | RO | Advising on securities | 2022-08-24 | Rep | Asset management | 2025-01-13 |
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