Tse, Chau Ming 謝秋銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR BRIGHT LIMITED | Rep | Advising on securities | 2018-07-25 | 2019-09-11 | Rep | Asset management | 2018-07-25 | 2019-09-11 | Rep | Dealing in securities | 2018-07-25 | 2019-09-11 |
| 2 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-12-02 | 2022-01-17 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-05-23 | 2018-07-13 | Rep | Dealing in securities | 2016-05-23 | 2018-07-13 | Rep | Advising on securities | 2016-08-29 | 2018-07-13 | Rep | Asset management | 2016-08-29 | 2018-07-13 | Rep | Advising on securities | 2019-10-10 | 2022-01-17 | Rep | Asset management | 2019-10-10 | 2022-01-17 | Rep | Dealing in securities | 2019-10-10 | 2022-01-17 |
| 4 | SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-10-15 | 2016-05-08 |
| 5 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-13 | 2016-05-08 |
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